Investor and industry perspectives on investment advisers and broker-dealers (Record no. 38744)
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| 000 -LEADER | |
|---|---|
| fixed length control field | 01993nam a2200409 a 4500 |
| 082 04 - DEWEY DECIMAL CLASSIFICATION NUMBER | |
| Classification number | 346.73/0922 |
| 245 00 - TITLE STATEMENT | |
| Title | Investor and industry perspectives on investment advisers and broker-dealers |
| 260 ## - PUBLICATION, DISTRIBUTION, ETC. (IMPRINT) | |
| Place of publication | Santa Monica, CA : |
| Name of publisher | Rand, |
| Year of publication | c2008. |
| 300 ## - PHYSICAL DESCRIPTION | |
| Number of Pages | xxiii, 204 p. : |
| Other physical details | ill. (some col.). |
| 490 1# - SERIES STATEMENT | |
| Series statement | Technical report ; |
| 500 ## - GENERAL NOTE | |
| General note | "RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance." |
| 505 0# - FORMATTED CONTENTS NOTE | |
| Formatted contents note | Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding. |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical Term | Securities |
| Topical Term | Securities industry |
| Topical Term | Investment advisors |
| Topical Term | Stockbrokers |
| 700 1# - ADDED ENTRY--PERSONAL NAME | |
| Personal name | Hung, Angela A. |
| 856 40 - ELECTRONIC LOCATION AND ACCESS | |
| Uniform Resource Identifier | http://site.ebrary.com/lib/rucke/Doc?id=10235200 |
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