000			01993nam a2200409 a 4500
001			ebr10235200
003			CaPaEBR
006			m u
007			cr cn|||||||||
008			080118s2008 caua sb 000 0 eng
010			_z 2008002124
020			_z9780833044037 (pbk. : alk. paper)
020			_z0833044036 (pbk. : alk. paper)
040			_aCaPaEBR _cCaPaEBR
035			_a(OCoLC)234317508
043			_an-us---
050	1	4	_aKF1070 _b.I58 2008eb
082	0	4	_a346.73/0922 _222
245	0	0	_aInvestor and industry perspectives on investment advisers and broker-dealers _h[electronic resource] / _cAngela K. Hung ... [et al.].
260			_aSanta Monica, CA : _bRand, _cc2008.
300			_axxiii, 204 p. : _bill. (some col.).
490	1		_aTechnical report ; _vTR-556-SEC
500			_a"RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance."
504			_aIncludes bibliographical references (p. 199-204).
505	0		_aRegulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding.
533			_aElectronic reproduction. _bPalo Alto, Calif. : _cebrary, _d2013. _nAvailable via World Wide Web. _nAccess may be limited to ebrary affiliated libraries.
650		0	_aSecurities _zUnited States.
650		0	_aSecurities industry _xLaw and legislation _zUnited States.
650		0	_aInvestment advisors _xLegal status, laws, etc. _zUnited States.
650		0	_aStockbrokers _xLegal status, laws, etc. _zUnited States.
655		7	_aElectronic books. _2local
700	1		_aHung, Angela A.
710	2		_aLRN-RAND Center for Corporate Ethics, Law, and Governance.
710	2		_aebrary, Inc.
830		0	_aTechnical report (Rand Corporation) ; _vTR-556-SEC.
856	4	0	_uhttp://site.ebrary.com/lib/rucke/Doc?id=10235200 _zAn electronic book accessible through the World Wide Web; click to view
999			_c38744 _d38744